BBVA GLOBAL WEALTH ADVISORS, INC. of MIAMI, FL is an SEC-registered investment adviser (CRD 327326). Regulatory assets under management: $1.4B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Catalina Maria Cadavid | CHIEF OPERATING OFFICER | — |
| Victor Pina Pinero | CHIEF INVESTMENT OFFICER | — |
| William Abbay Graham Jr. | GENERAL COUNSEL | — |
| Alejandro Trejo | COMMERCIAL HEAD | — |
| Isabel Perez Fernandez | HEAD OF FINANCE | — |
| Giovanni Corrado | CHIEF COMPLIANCE OFFICER | Miami, FL |
| Humberto Garcia De Alba Carrillo | CHIEF EXECUTIVE OFFICER | — |
| PEREZ CHRISTINA ISABEL | CHIEF FINANCIAL OFFICER/HEAD OF FINANCE | — |
| Cooper Donna Lynne | CHIEF COMPLIANCE OFFICER | — |
| CADAVID CATALINA | CHIEF OPERATING OFFICER | — |
| Pina Pinero Victor | CHIEF INVESTMENT OFFICER | — |
| Kalkan Murat | CHIEF EXECUTIVE OFFICER | — |
| GRAHAM JR WILLIAM ABBAY | COUNSEL; GENERAL COUNSEL | — |
| TREJO ALEJANDRO | COMMERCIAL HEAD | — |
| CADAVID CATALINA MARIA | CHIEF EXECUTIVE OFFICER (INTERIM) & CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| CORRADO GIOVANNI | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-03-30 | regulatory | BANCO BILBAO VIZCAYA ARGENTARIA, S.A. (BBVA), A U.S. BANK HOLDING COMPANY, THROUGH ITS SUBSIDIARY, BBVA SECURITIES INC. (BSI) ENGAGES IN LIMITED SECURITIES UNDERWRITING AND DEALING ACTIVITIES AS AUTHORIZED BY THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (BOARD) UNDER THE BANK HOLDING COMPANY… | Final | $27.0M |