AXXES DIRECT ADVISORS LLC

AXXES DIRECT ADVISORS LLC of CORAL GABLES, FL is an SEC-registered investment adviser (CRD 327473).

Registration

Name	Role	Location
KAPLAN JAMES LAWRENCE	CHIEF ADMINISTRATIVE OFFICER	—
JERRY KARRIE JEAN	CHIEF COMPLIANCE OFFICER	—
BACHMAN GARY J	CHIEF FINANCIAL OFFICER	—
DAGROSA JOSEPH EDWARD	CHIEF EXECUTIVE OFFICER; MANAGER	—
ROY JOHN PARKER	CHIEF REVENUE OFFICER	—
BASS ARI DAVID	PRESIDENT	—
Kaplan Adam	CHIEF ADMINISTRATIVE OFFICER	—

Fund	Type	Formed	Owners	Gross asset value	Min investment
AXXES DIRECT INVESTORS I LP	Private Equity Fund	—	1	—	$100K