KAPLAN JAMES LAWRENCE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAPLAN JAMES LAWRENCE appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AXXES ADVISORS LLC | CHIEF ADMINISTRATIVE OFFICER | CORAL GABLES, FL |
| — | Form ADV | AXXES ADVISORS I LLC | CHIEF ADMINISTRATION OFFICER | CORAL GABLES, FL |
| — | Form ADV | J. L. KAPLAN ASSOCIATES, LLC | PRESIDENT | BOSTON, MA |
| — | Form ADV | CUBIC ASSET MANAGEMENT, LLC | PRESIDENT, CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | AXXES DIRECT ADVISORS LLC | CHIEF ADMINISTRATIVE OFFICER | CORAL GABLES, FL |