MAVROS CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 327785). Regulatory assets under management: $32.1M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Isaac Richard | CCO; CEO & CCO; CHIEF EXECUTIVE OFFICER (+1 more) | — |
| ARCE JOSEPH PHILLIP | CHIEF COMPLIANCE OFFICER | — |
| RUSSELL NICHOLAS DAVID | MANAGER, CHIEF EXECUTIVE OFFICER; MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Germain Michael Anthony | MANAGER, CHIEF FINANCIAL OFFICER; SHAREHOLDER | — |
| Mejia Lisette | MEMBER | — |
| Richard Isaac | CCO; CHIEF EXECUTIVE OFFICER; MANAGING PARTNER (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-03-28 | regulatory | A NOTICE OF INTENTION TO CANCEL REGISTRATION WAS ISSUED. | Final | — |