SPHINX INVESTMENTS LLC of RICHMOND, VA is an SEC-registered investment adviser (CRD 327836). Regulatory assets under management: $46.1M.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Joshua Steve Curtis | CEO & CCO | — |
| Curtis Joshua Steve | CEO & CCO | — |
| BROLA ALEX | OWNER | — |
| THOMSEN EVAN | OWNER | — |
| BROLA ALEXANDER NICHOLAS | OWNER | — |
| THOMSEN EVAN WILLIAM | OWNER | — |
| EMERY LIAM PAVEL | OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-03-25 | civil | SINCE AT LEAST AUGUST 2023, CURTIS HAS PROVIDED INVESTMENT ADVISORY SERVICES TO AT LEAST 16 CLIENTS ON BEHALF OF SPHINX FROM ITS OFFICE IN RICHMOND, VIRGINIA BY ASSISTING IN MANAGING CLIENT PORTFOLIOS AND IN CERTAIN CASES OFFERING FINANCIAL ADVICE. ALTHOUGH SPHINX WAS REGISTERED WITH THE SEC, THE DI… | Final | $7K |