COASTAL PRIVATE WEALTH MANAGEMENT LLC of VERO BEACH, FL is an SEC-registered investment adviser (CRD 327867). Regulatory assets under management: $45.1M.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Laura Casey | MANAGING DIRECTOR AND CCO | — |
| Casey Laura | MANAGING DIRECTOR AND CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-07-17 | regulatory | VIOLATION OF REGULATION BEST INTEREST | Final | $8K |