SWP FINANCIAL LLC

SWP FINANCIAL LLC of ENCINITAS, CA is an SEC-registered investment adviser (CRD 327885). Regulatory assets under management: $239.4M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

Officers, owners & control persons (3)

NameRoleLocation
Philip Edwin SmithMANAGING MEMBER & CHIEF COMPLIANCE OFFICER
SMITH DANIEL EDWINMANAGING MEMBER & CHIEF COMPLIANCE OFFICER
YASTE TAELIM HARRISONCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER

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