POTENTIA RIA, LLC of SAN JOSE, CA is an SEC-registered investment adviser (CRD 329135). Regulatory assets under management: $569.1M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Kevin C Swanson | CHIEF COMPLIANCE OFFICER, OWNER, IAR | — |
| Nicole Marie Morris | PARTNER | — |
| SWANSON KEVIN C | CHIEF COMPLIANCE OFFICER, OWNER, IAR | — |
| Kevin C. Swanson | CHIEF COMPLIANCE OFFICER, OWNER, IAR | San Jose, CA |