UPSTREAM FINANCIAL ADVISORS LLC

UPSTREAM FINANCIAL ADVISORS LLC is an SEC-registered investment adviser (CRD 329292). Regulatory assets under management: $25.8M.

Registration

• CRD: 329292
• Type: Registered investment adviser
• Phone: 612-429-6092
• Latest filing: 2026-08-05
• Regulatory AUM: $25.8M
• Discretionary AUM: $25.8M
• Clients: 2
• Accounts: 97

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 329292 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search