DREAM LAKE FINANCIAL LLC

DREAM LAKE FINANCIAL LLC is an SEC-registered investment adviser (CRD 329789). Regulatory assets under management: $3.8M.

Registration

• CRD: 329789
• Type: Registered investment adviser
• Phone: 262-323-6221
• Latest filing: 2026-03-30
• Regulatory AUM: $3.8M
• Discretionary AUM: $3.8M
• Clients: 1
• Accounts: 33

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 329789 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search