CAPZONE MANAGEMENT LLC

CAPZONE MANAGEMENT LLC of NORWALK, CT is an SEC-registered investment adviser (CRD 330135). Regulatory assets under management: $201.6M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (7)

NameRoleLocation
Jaime Melissa McpheeCHIEF COMPLIANCE OFFICER
Kimberly Joanne LakeGENERAL COUNSEL; GENERAL COUNSEL AND OWNER; OWNER
Charles Thornton LakePRESIDENT
Alfred John PuchalaOWNER
LAKE KIMBERLY JOANNEGENERAL COUNSEL; OWNER
LAKE CHARLES THORNTONPRESIDENT & CHIEF COMPLIANCE OFFICER
PUCHALA ALFRED JOHNOWNER

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