CRESCENT CAPITAL BDC, INC.

CRESCENT CAPITAL BDC, INC. of LOS ANGELES, CA is an SEC exempt reporting adviser (CRD 330493).

Registration

Officers, owners & control persons (14)

NameRoleLocation
Gerhard Pieter LombardCHIEF FINANCIAL OFFICER—
Jason Alexander BreauxCHIEF EXECUTIVE OFFICER—
Erik George BarriosCHIEF COMPLIANCE OFFICER—
Raymond Feliciano BarriosMANAGING DIRECTOR—
Kirill BouekCONTROLLER—
George Paul HawleyGENERAL COUNSEL—
Henry Sahn ChungPRESIDENT—
LOMBARD GERHARD PIETERCHIEF FINANCIAL OFFICER—
BREAUX JASON ALEXANDERCHIEF EXECUTIVE OFFICER—
BARRIOS ERIK GEORGECHIEF COMPLIANCE OFFICER—
BARRIOS RAYMOND FELICIANOMANAGING DIRECTOR—
BOUEK KIRILLCONTROLLER—
HAWLEY GEORGE PAULGENERAL COUNSEL—
CHUNG HENRY SAHNPRESIDENT—

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2014-06-30regulatoryTHE CHICAGO BOARD OF TRADE ("CBOT") ALLEGED VIOLATIONS BY SUN LIFE FINANCIAL INC. OF CBOT (LEGACY) RULE 432 AND RULE 534, RELATED TO TWO TRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS.Final$50K

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