SENECA WEALTH ADVISORS, LLC

SENECA WEALTH ADVISORS, LLC of WESTPORT, CT is an SEC-registered investment adviser (CRD 330699). Regulatory assets under management: $1.3M.

Registration

• CRD: 330699
• Type: Registered investment adviser
• Location: 468 POST RD EAST, WESTPORT, CT, 06880
• Phone: 7047849330
• Latest filing: 2026-03-16
• Regulatory AUM: $1.3M
• Discretionary AUM: $1.3M
• Clients: 1
• Accounts: 2

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 330699 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search