PACIFIC WEALTH ADVISORY SERVICES LLC of DANVILLE, CA is an SEC-registered investment adviser (CRD 330888). Regulatory assets under management: $96.3M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Michael Jerome Lickiss | OWNER | — |
| Katherine Lisa Kumro | CHIEF COMPLIANCE OFFICER | — |
| Lickiss Michael Jerome | OWNER | — |
| Kumro Katherine Lisa | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-03-25 | civil | CLAIMANT ALLEGES SHE GAVE MONEY TO EDWIN LICKISS. EDWIN WAS NEVER AFFILIATED IN ANY WAY WITH PACIFIC WEALTH ADVISORY SERVICES LLC. | Pending | — |