USA 401K

USA 401K of SPRINGFIELD, MA is an SEC-registered investment adviser (CRD 331130). Regulatory assets under management: $8K. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 331130
• Type: Registered investment adviser
• Location: ONE FINANCIAL PLAZA, SPRINGFIELD, MA, 01103
• Phone: 413-636-1614
• Latest filing: 2026-03-24
• Regulatory AUM: $8K
• Discretionary AUM: $8K
• Clients: 1
• Accounts: 12

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 331130 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search