ONE WEALTH CAPITAL MANAGEMENT, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 331395). Regulatory assets under management: $306.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Jeremy Paul Dicker | CEO; CEO, CCO; TRUSTEE | — |
| Peter Harry Hoopis | PRESIDENT, CCO | — |
| Herrera Ericka V | CCO | — |
| DICKER JEREMY PAUL | CEO; TRUSTEE; TTEE | — |
| HOOPIS PETER HARRY | PRESIDENT; PRESIDENT, CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |