GREAT OCEAN ROAD FINANCIAL

GREAT OCEAN ROAD FINANCIAL is an SEC-registered investment adviser (CRD 331567). Regulatory assets under management: $7.8M.

Registration

• CRD: 331567
• Type: Registered investment adviser
• Phone: 3028587596
• Latest filing: 2026-03-06
• Regulatory AUM: $7.8M
• Discretionary AUM: $6.8M
• Non-discretionary AUM: $1.1M
• Clients: 1
• Accounts: 36

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 331567 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search