7 SUMMITS INVESTMENT MANAGEMENT, LLC

7 SUMMITS INVESTMENT MANAGEMENT, LLC of SANTA ANA, CA is an SEC-registered investment adviser (CRD 331963). Regulatory assets under management: $1.2M.

Registration

• CRD: 331963
• Type: Registered investment adviser
• Location: 19800 MACARTHUR BOULEVARD, SANTA ANA, CA, 92704
• Phone: 714-914-0408
• Latest filing: 2026-03-27
• Regulatory AUM: $1.2M
• Discretionary AUM: $1.2M
• Non-discretionary AUM: $1K
• Clients: 2
• Accounts: 8

Business model

Compensation: % of AUM.

Clients served: High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 331963 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search