NN INVESTMENT ADVISORY, LLC

NN INVESTMENT ADVISORY, LLC of SANTA BARBARA, CA is an SEC-registered investment adviser (CRD 332240). Regulatory assets under management: $7.4M.

Registration

• CRD: 332240
• SEC file number: 801-130797
• Type: Registered investment adviser
• Location: 438 EL SUENO ROAD, SANTA BARBARA, CA, 93110
• Phone: 917-673-2324
• Latest filing: 2026-03-03
• Regulatory AUM: $7.4M
• Discretionary AUM: $7.0M
• Non-discretionary AUM: $400K
• Clients: 1
• Accounts: 64

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 332240 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search