TATE CAPITAL GROUP

TATE CAPITAL GROUP of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 332336). Regulatory assets under management: $33.3M.

Registration

• CRD: 332336
• Type: Registered investment adviser
• Location: 120 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660
• Phone: 9493928874
• Latest filing: 2026-03-17
• Regulatory AUM: $33.3M
• Discretionary AUM: $33.3M
• Clients: 1
• Accounts: 85

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 332336 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search