ARCHER PORTFOLIO MANAGEMENT INC. of MONTREAL, QUEBEC is an SEC-registered investment adviser (CRD 332368). Regulatory assets under management: $218.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Richard Morin | CEO AND CHIEF COMPLIANCE OFFICER | Providence, RI |
| Christian Nmn Boucher | DIRECTOR | — |
| Patrick Nmn Beaumont | INDIRECT OWNER | — |
| MORIN PAUL RICHARD | CEO AND CHIEF COMPLIANCE OFFICER | — |
| Boucher Christian NMN | DIRECTOR | — |
| Beaumont Patrick NMN | INDIRECT OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-06-23 | regulatory | TRANSMITTING, BETWEEN MAY 22, 2015 AND DECEMBER 8, 2016, FALSE, INCOMPLETE OR INACCURATE INFORMATION TO A CLIENT REGARDING THE MANAGEMENT FEES APPLICABLE TO HIS INVESTMENTS HELD WITH ANOTHER INVESTMENT REPRESENTATIVE AT ANOTHER FIRM. FAILING TO ACT PROFESSIONALLY AND SPARINGLY BETWEEN MAY AND DECEMB… | Final | — |