AXXES ADVISORS I LLC of CORAL GABLES, FL is an SEC-registered investment adviser (CRD 332460). Regulatory assets under management: $6.8M.
Compensation: % of AUM, Performance.
| Name | Role | Location |
|---|---|---|
| Adam Lawrence Kaplan | CHIEF ADMINISTRATION OFFICER | — |
| Gary J Bachman | PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Joseph Edward Dagrosa | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| Lauren Laroche | CHIEF COMPLIANCE OFFICER | — |
| KAPLAN JAMES LAWRENCE | CHIEF ADMINISTRATION OFFICER | — |
| JERRY KARRIE JEAN | CHIEF COMPLIANCE OFFICER | — |
| BACHMAN GARY J | PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| DAGROSA JOSEPH EDWARD | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |