RIA GLOBAL RESEARCH, LLC

RIA GLOBAL RESEARCH, LLC of HOUSTON, TX is an SEC-registered investment adviser (CRD 332608). Regulatory assets under management: $928K.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (10)

NameRoleLocation
Richard Michael RossoMANAGER; MEMBER—
Lance Eric RobertsMANAGER; MEMBER—
James Daniel RatliffMANAGER—
Connie Nmn MackCHIEF COMPLIANCE OFFICER, MANAGING MEMBER; FOUNDER AND CEO; MANAGER (+1 more)—
Michael Paul LebowitzSOLE MEMBER—
ROBERTS LANCE ERICMEMBER—
LEBOWITZ MICHAEL PAULSOLE MEMBER—
ROSSO RICHARD MICHAELMEMBER—
MACK CONNIE NMNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; MANAGING MEMBER—
Michole FieldsCHIEF COMPLIANCE OFFICER—

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