PLUM POINTE WEALTH MANAGEMENT, LLC of PROVIDENCE, RI is an SEC-registered investment adviser (CRD 332618). Regulatory assets under management: $104.7M.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| John Edward Williams | MEMBER | — |
| Brian Scott Dunckley | CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS EDWARD | MEMBER | — |
| DUNCKLEY BRIAN SCOTT | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | civil | — | — | — |