TFR CAPITAL, LLC of PLANO, TX is an SEC-registered investment adviser (CRD 333108). Regulatory assets under management: $403.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Joshua Ryan Dunham | OWNER; PRESIDENT AND MEMBER | — |
| Jennie Hughes Dunham | OWNER | — |
| Sonia Ann Goforth | CHIEF COMPLIANCE OFFICER | — |
| HUFF MELANIE ADRIENNE | CHIEF COMPLIANCE OFFICER | — |
| GOFORTH SONIA ANN | CHIEF COMPLIANCE OFFICER | — |
| DUNHAM JOSHUA RYAN | OWNER; PRESIDENT AND MEMBER | — |
| Dunham Jennie Hughes | OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |