ALTIUM INVESTMENT STRATEGIES LLC of WESLEY CHAPEL, FL is an SEC-registered investment adviser (CRD 333950). Regulatory assets under management: $517.7M.
Compensation: % of AUM.
Clients served: Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Paul James O'Grady | OWNER | — |
| Konstantinos Gotsis | OWNER | — |
| Robert Vincenzo Leone | OWNER | — |
| Edwin Duane Mercer | CHIEF FINANCIAL OFFICER | — |
| Gregg Arthur Guinta | COO | — |
| Derek Allen Wilkes | CHIEF COMPLIANCE OFFICER | — |
| Patrick Eugene Harris | CHIEF COMPLIANCE OFFICER | — |
| HARRIS EUGENE | CHIEF COMPLIANCE OFFICER | — |
| LEONE ROBERT VINCENZO | OWNER | — |
| GOTSIS KONSTANTINOS | OWNER | — |
| O'GRADY PAUL JAMES | OWNER | — |
| MERCER EDWIN DUANE | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |