KATE CAPITAL GROUP

KATE CAPITAL GROUP is an SEC-registered investment adviser (CRD 334283). Regulatory assets under management: $22.9M.

Registration

• CRD: 334283
• Type: Registered investment adviser
• Phone: 805-358-4819
• Latest filing: 2026-02-10
• Regulatory AUM: $22.9M
• Discretionary AUM: $22.9M
• Clients: 2
• Accounts: 93

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 334283 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search