EMPIRE RETIREMENT PLANS, LLC

EMPIRE RETIREMENT PLANS, LLC of UTICA, NY is an SEC-registered investment adviser (CRD 334783). Regulatory assets under management: $712K.

Registration

• CRD: 334783
• Type: Registered investment adviser
• Location: 130 LOMOND CT, UTICA, NY, 13502
• Phone: 315-724-5105
• Latest filing: 2026-03-17
• Regulatory AUM: $712K
• Non-discretionary AUM: $712K
• Clients: 8
• Accounts: 1

Business model

Compensation: % of AUM, Fixed.

Clients served: Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 334783 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search