TIAA WEALTH INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 334925).
Compensation: % of AUM.
Clients served: Pooled vehicles, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Jeremy Ross Intihar | CHIEF COMPLIANCE OFFICER | — |
| Niladri Mukherjee | PRESIDENT; PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| Tara Latini | ELECTED MANAGER | — |
| Rashmi Dilip Badwe | ELECTED MANAGER | — |
| James J Deats | ELECTED MANAGER | — |
| Christopher Patrick Oneill | ELECTED MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-07-18 | regulatory | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA ("TIAA") ACCEPTED A CONSENT ORDER FOR FAILING TO PROVIDE A TIMELYCYBERSECURITY EVENT NOTIFICATION TO THE MIA IN VIOLATION OF ?33105(A) WHICH REQUIRES CARRIERS TO GIVE NOTICE TO THE MIAWITHIN THREE BUSINESS DAYS OF DETERMINING A CYBERSECURITY EVEN… | Final | $1K |
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AND… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |