INNOVATIVE WEALTH PARTNERS, LLC of MANASQUAN, NJ is an SEC-registered investment adviser (CRD 335780). This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Donald R Ayers | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; MANAGING MEMBER, CCO, AND CEO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-01-06 | regulatory | FAILURE TO DISCLOSE JUDGMENTS ON U-4, MOST OF WHICH HAVE BEEN SATISFIED. | Final | $5K |
| 2024-12-17 | regulatory | FAILURE TO DISCLOSE JUDGMENTS ON U-4, MOST OF WHICH HAVE BEEN SATISFIED. | Final | $5K |