M4A3 LLC

M4A3 LLC of BOULDER, CO is an SEC-registered investment adviser (CRD 336172). Regulatory assets under management: $322.0M.

Registration

• CRD: 336172
• SEC file number: 801-132765
• Type: Registered investment adviser
• Location: 820 PEARL STREET, STE F, BOULDER, CO, 80302
• Phone: 303.396.6204
• Latest filing: 2026-03-31
• Regulatory AUM: $322.0M
• Discretionary AUM: $284.0M
• Non-discretionary AUM: $38.0M
• Clients: 6
• Accounts: 356

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 336172 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search