M4A3 LLC

M4A3 LLC of BOULDER, CO is an SEC-registered investment adviser (CRD 336172). Regulatory assets under management: $322.0M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (2)

NameRoleLocation
Michael John ShermanMANAGING MEMBER, FOUNDER & CHIEF EXECUTIVE OFFICERBoulder, CO
Mandi Michelle ShermanMANAGING MEMBER, FOUNDER, CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER—

Private funds (5)

FundTypeFormedOwnersGross asset valueMin investment
LONGSPUR FUND II, LPPrivate Equity FundDelaware49$12.1M$250K
AUKLET FUND III, LPPrivate Equity FundDelaware50$8.2M$250K
AUKLET FUND II, LPPrivate Equity FundDelaware41$6.4M$250K
LONGSPUR FUND I, LPPrivate Equity FundDelaware37$6.0M$250K
AUKLET FUND, LPPrivate Equity FundDelaware31$973K$250K

Fund service providers (1)

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