SPARROWS FINANCIAL

SPARROWS FINANCIAL is an SEC-registered investment adviser (CRD 336444). Regulatory assets under management: $3.7M.

Registration

• CRD: 336444
• Type: Registered investment adviser
• Phone: 919-737-4028
• Latest filing: 2026-04-10
• Regulatory AUM: $3.7M
• Discretionary AUM: $3.7M
• Clients: 1
• Accounts: 16

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 336444 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search