MPI INFINITE INVESTORS, LLC of GILBERT, AZ is an SEC-registered investment adviser (CRD 337830). This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Kenneth Douglas Kilday | CHIEF EXECUTIVE OFFICER | — |
| Erin Renee Ray | MANAGING PARTNER; MEMBER | — |
| Curtis Norman Ray | MANAGING MEMBER; MANAGING PARTNER | — |
| Jordan C Wolff | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-05-21 | regulatory | THE WASHINGTON OFFICE OF THE INSURANCE COMMISSIONER ALLEGED THAT CERTAIN MARKETING STATEMENTS MADE IN CONNECTION WITH INDEXED UNIVERSAL LIFE INSURANCE POLICIES VIOLATED WASHINGTON INSURANCE ADVERTISING REGULATIONS. THE MATTER CONCERNED THE CHARACTERIZATION OF IUL POLICIES IN MARKETING MATERIALS. | Final | $10K |