CASTLE FINANCIAL

CASTLE FINANCIAL is an SEC-registered investment adviser (CRD 338962). Regulatory assets under management: $1.1M.

Registration

• CRD: 338962
• Type: Registered investment adviser
• Phone: 608-359-1654
• Latest filing: 2026-06-05
• Regulatory AUM: $1.1M
• Non-discretionary AUM: $1.1M
• Clients: 1
• Accounts: 4

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 338962 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search