PROSPERITY FINANCIAL GROUP, INC. of SAN RAMON, CA is an SEC-registered investment adviser (CRD 339321). Regulatory assets under management: $503.0M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| James Derek Hebert | PRESIDENT | — |
| Andrew Joseph Agosta | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, VICE PRESIDENT | — |
| Elliot Herbert Kallen | PRESIDENT | — |