SHUFRO, ROSE & CO., LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 3403). Regulatory assets under management: $2.5B.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Steven Jeffrey Glass | PRINCIPAL AND SENIOR FINANCIAL ADVISOR | — |
| Gregory David Shufro | PRINCIPAL AND SENIOR FINANCIAL ADVISOR | — |
| Tara Nichole Horne | CHIEF COMPLIANCE OFFICER | — |
| Stephen David Leit | PRINCIPAL AND SENIOR FINANCIAL ADVISOR | — |
| John Marinus Contant | PRINCIPAL AND SENIOR FINANCIAL ADVISOR | — |
| Harvey Wacht | PRINCIPAL AND SENIOR FINANCIAL ADVISOR | — |
| Tonia Kaminsky | PRINCIPAL AND SENIOR FINANCIAL ADVISOR | — |
| WILKENS JOHN ALAN | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| WEISS MARTIN DAVID | MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| EDWARDS BENJAMIN FRANKLIN IV | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AML- CO, GENERAL COUNSEL | — |
| ROSE THOMAS JOHN | MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| GLASS STEVEN JEFFREY | MANAGING DIRECTOR; PRINCIPAL AND SENIOR FINANCIAL ADVISOR; SENIOR MANAGING DIRECTOR (+2 more) | — |
| LEIT STEPHEN DAVID | MANAGING DIRECTOR; PRINCIPAL AND SENIOR FINANCIAL ADVISOR; SENIOR MANAGING DIRECTOR | — |
| SHUFRO EDWARD GEORGE | MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR, CEO; SENIOR MANAGING DIRECTOR EMERITUS (+1 more) | — |
| WACHT HARVEY | PRINCIPAL AND SENIOR FINANCIAL ADVISOR; SENIOR MANAGING DIRECTOR | — |
| MOY HARVEY W | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, BOMROP | — |
| CONTANT JOHN MARINUS | PRINCIPAL AND SENIOR FINANCIAL ADVISOR; SENIOR MANAGING DIRECTOR | — |
| SHUFRO SALWYN | MANAGING DIRECTOR | — |
| SHUFRO GREGORY DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER , AML-CO, SENIOR MANAGING DIRECTOR; PRINCIPAL AND SENIOR FINANCIAL ADVISOR (+1 more) | — |
| KAMINSKY TONIA | PRINCIPAL AND SENIOR FINANCIAL ADVISOR; SENIOR MANAGING DIRECTOR | — |
| EDWARDS MYLES JOSHUA | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | — |
| ARYA VIBHAW KUMAR | CHIEF OPERATING OFFICER; HEAD OF OPERATIONS AND INFORMATION TECHNOLOGY | — |
| HORNE TARA NICHOLE | CHIEF COMPLIANCE OFFICER | — |