ROSE THOMAS JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSE THOMAS JOHN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HARBOR WEALTH MANAGEMENT, LLC | MANAGING MEMBER | GREEN BAY, WI |
| — | Form ADV | SHUFRO, ROSE & CO., LLC | SENIOR MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | INTERNATIONAL STRATEGY & INVESTMENT INC | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | EFFICIENT CAPITAL MANAGEMENT, LLC | DIRECTOR OF INFORMATION TECHNOLOGY | NAPERVILLE, IL |
| — | Form ADV | FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC. | SECRETARY / TREASURER | GREENVILLE, WI |