HOMAGE WEALTH GROUP LLC of HOUSTON, TX is an SEC-registered investment adviser (CRD 340589). Regulatory assets under management: $366.2M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Andrew Britt Smith | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Lindsay Desmond Strattan | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-09-23 | regulatory | FAILURE TO MEET MINIMUM CONTINUING LEGAL EDUCATION (CLE) REQUIREMENTS. | Final | $400 |