LAS OLAS CAPITAL WEALTH LLC of FORT LAUDERDALE, FL is an SEC-registered investment adviser (CRD 340641). Regulatory assets under management: $269.1M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Jodi Paris Jeffreys Tanner | MANAGING MEMBER | — |
| Paul Corkin Tanner | MEMBER; PRESIDENT AND CIO | — |
| Raymond Nicholas Catone | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-06-29 | regulatory | MR. DROZDOW RELOCATED TO FLORIDA, BUT THE ADVISORY FIRM HE WORKED FOR AT THE TIME FAILED TO REGISTER HIM IN THE STATE OF FLORIDA. | Final | $11K |