STONE OAK CAPITAL LLC of ROCHESTER, NY is an SEC-registered investment adviser (CRD 341363). Regulatory assets under management: $33.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Karl Colby Khuns | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| Robert James Norris | MANAGING PARTNER AND PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |