CANYON ABF MANAGER LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 342110). Regulatory assets under management: $300.0M.
Compensation: Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Jay Kim | CHIEF EXECUTIVE OFFICER | Charleston, SC |
| Mitchell Ralph Julis | CO-CHAIRMAN; MEMBER/MANAGER AND TRUSTEE | — |
| Joshua Stephan Friedman | CO-CHAIRMAN; MEMBER/MANAGER AND TRUSTEE | — |
| Douglas Anthony Anderson | CHIEF COMPLIANCE OFFICER | — |
| Jonathan Matthew Kaplan | CO-CHIEF OPERATING OFFICER | — |
| Beth Cari Friedman | TRUSTEE | — |
| Linda Joleen Julis | TRUSTEE | — |
| Luis Alejandro Silva | CHIEF FINANCIAL OFFICER | — |
| Stephen Peter Cho | GENERAL COUNSEL | — |
| Stacy Laura Silverman | CO-CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-01-29 | regulatory | FINRA ALLEGED THAT MR. KIM PERMITTED TWO ADMINISTRATIVE ASSISTANTS AT HIS MEMBER FIRM TO COMPLETE CERTAIN E-LEARNING MODULES FOR HIM AND THAT SUCH CONDUCT VIOLATED FINRA RULE 2010. | Final | — |