COINBASE ADVISORS, LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 342338).
Compensation: Other.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Charles Eric Peters | CHIEF EXECUTIVE OFFICER | Stamford, CT |
| Glenn Cardozo Cross | CHIEF COMPLIANCE OFFICER | — |
| Matt Joseph Lundy | CHIEF OPERATING OFFICER | — |
| Anthony Bassili | PRESIDENT | — |
| Anthony Jacob Theos Bassili | PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-06-06 | regulatory | ON JUNE 6, 2023, THE SECURITIES AND EXCHANGE COMMISSION FILED A COMPLAINT (THE "SEC COMPLAINT") IN THE SOUTHERN DISTRICT OF NEW YORK AGAINST COINBASE GLOBAL, INC. ("CBG") AND COINBASE INC. ("CBI") (23 CIV. 4738). CBG IS AN ADVISORY AFFILIATE OF COINBASE ASSET MANAGEMENT, LLC ("CBAM") BECAUSE CBAM IS… | Final | — |