NEOSTELLAR ADVISORS LLC

NEOSTELLAR ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 343216). Regulatory assets under management: $433.3M. This firm reports disciplinary history on Form ADV.

Registration

CRD: 343216
SEC file number: 801-136737
Type: Registered investment adviser
Location: 640 FIFTH AVENUE, NEW YORK, NY, 10019
Phone: 212-931-6331
Latest filing: 2026-06-18
Regulatory AUM: $433.3M
Discretionary AUM: $433.3M
Clients: 9
Accounts: 1

Business model

Compensation: % of AUM, Performance.

Officers, owners & control persons (8)

Name	Role	Location
Ross Laser	MEMBER/MANAGER	Evanston, IL
Alec Litowitz	MEMBER	Evanston, IL
David Jay Snyderman	MEMBER/MANAGER	—
James Robert Nash	CHIEF COMPLIANCE OFFICER	—
Mark David Klein	MEMBER; PRESIDENT AND CEO	—
Allison Elizabeth Green	CFO, TREASURER AND CORPORATE SECRETARY	—
Alec Neil Litowitz	CONTROLLING OWNER; MEMBER	—
Ross Steven Laser	MEMBER/MANAGER	—

Disclosures (3)

Initiated	Type	Allegations	Status	Amount
2024-09-23	regulatory	THE COMMISSION FOUND THAT SURO CAPITAL CORP., A BUSINESS DEVELOPMENT COMPANY REGULATED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED, VIOLATED SECTION 17(F) OF SUCH ACT, WHICH REQUIRES A BUSINESS DEVELOPMENT COMPANY TO PLACE AND MAINTAIN ITS SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY O…	Final	—

Branch offices (1)

City	State	Employees	Phone
SAN FRANCISCO	CA	1	212-931-6331

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