PHILLIPS AND COMPANY ADVISORS, LLC of PORTLAND, OR is an SEC-registered investment adviser (CRD 35800). Regulatory assets under management: $753.8M.
| Name | Role | Location |
|---|---|---|
| SMITH TODD | FIN-OP, CFO; FIN-OP, CFO, SROP/CROP, MUNI PRINCIPAL, OPTION PRINCIPAL; FIN-OP, COO | IOWA CITY, IA |
| PHILLIPS TIMOTHY CHARLES | CEO | — |
| CLARK STEVEN CHRISTOPHER | PRESIDENT/MANAGING DIRECTOR | — |
| HAGEN PHILIP BRYAN | CROP/SROP, COMPLIANCE, MUNI PRINCIPAL, OPTIONS PRINCIPAL,CHIEF COMPLIANCE OFFICER | — |
| HARPER JOSEPH THORNTON III | CHIEF COMPLIANCE OFFICER | — |