LEONARD & COMPANY
LEONARD & COMPANY of TROY, MI is an SEC-registered investment adviser (CRD 36527). Regulatory assets under management: $199.8M.
Registration
- CRD: 36527
- SEC file number: 801-60035
- Type: Registered investment adviser
- Location: 1450 W. LONG LAKE ROAD, SUITE 150, TROY, MI, 48098
- Phone: 248-952-5858
- Latest filing: 2012-03-29
- Regulatory AUM: $199.8M
- Discretionary AUM: $198.4M
- Non-discretionary AUM: $1.5M
- Clients: 51
- Accounts: 1,560
Officers, owners & control persons (11)
| Name | Role | Location |
|---|
| MASON WAYNE RICHARD | CHIEF COMPLIANCE OFFICER | — |
| LEONARD DONALD MARRON | CHIEF EXECUTIVE OFFICER; STOCK HOLDER | — |
| CURRIER JAMES SYLVESTER | 5% OWNER; COO; FINOP (+1 more) | — |
| VILLARREAL JUDITH ANDREA | CHIEF COMPLIANCE OFFICER/AML CO/PRIVACY CO | — |
| WEBER DAVID KEITH | CHIEF FINANCIAL OFFICER/FIN OP | — |
| FRENCH DAINFORTH BAKER JR | PARTIAL OWNER; PRESIDENT; PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| PLOPA JEFFREY DAVID | CHIEF COMPLIANCE OFFICER | — |
| LEONARD WENDY TERESE | TRUSTEE | — |
| PETT RAYMOND MAX | CHIEF COMPLIANCE OFFICER | — |
| LEONARD WENDY | PERSONAL REPRESENTATIVE | — |
| NAZARIAN ARNOLD MONOOG | CHIEF COMPLIANCE OFFICER | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| LEONARD GLOBAL MACRO FUND, LLC | Hedge Fund | — | 24 | $542K | $250K |
Fund service providers (1)
- administrator: GEMINI FUND SERVICES, LLC
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