CLIFTONLARSONALLEN WEALTH ADVISORS, LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 38357). Regulatory assets under management: $14.4B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Brian Jacob Buffie | CHIEF COMPLIANCE OFFICER | — |
| William Clayton Bland | CHIEF EXECUTIVE OFFICER | — |
| Jaclyn Suzanne Van Horrick | FINANCIAL OPERATIONS PRINCIPAL; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER | — |
| HOULE NICHOLAS JOSEPH | FINANCIAL PLANNER; MANAGER OF FINANCIAL AND ESTATE PLANNING | — |
| MCCONNELL MICHAEL DOMINIC | MANAGING PRINCIPAL AND GOVERNOR; PRINCIPAL AND GOVERNOR; PRINCIPAL AND GOVERNOR (CFO) | — |
| VIERE GORDON ARNOLD | GOVERNOR | — |
| HALLADA ANTONY REED | CHIEF EXECUTIVE OFFICER; MANAGING PRINCIPAL (CEO); MANAGING PRINCIPAL, DIRECTORY OF INVESTMENT ADVISORY SERVICES (+1 more) | — |
| GRAVES PETER JOHN | CHIEF COMPLIANCE OFFICER (CCO) | — |
| BETZ CHARLES CURTIS | CFO | — |
| BUSHMAN BRUCE GERALD | CHIEF EXECUTIVE OFFICER | — |
| JOHNSON RONALD BRENT | CHIEF FINANCIAL OFFICER; FINANCIAL OPERATIONS PRINCIPAL; PRINCIPAL FINANCIAL OFFICER (+1 more) | — |
| KREBSBACH MARK RAYMOND | GOVERNOR | — |
| MONGEON DONALD JOSEPH | MANAGER OF PENSION INVESTMENT CONSULTING | — |
| JOHNSON CHRISTOPHER TRIG | DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | — |
| MONGEON DONALD | MANAGER OF PENSION INVESTMENT CONSULTING | — |
| WETHERILLE RANDALL LEE | CHIEF COMPLIANCE OFFICER | — |
| NANNINGA ALLEN JOSEPH | CHIEF FINANCIAL OFFICER | — |
| MARVEL CLINTON ALLEN | CHIEF FINANCIAL OFFICER | — |
| BUFFIE BRIAN JACOB | CHIEF COMPLIANCE OFFICER | — |
| UROSEVICH JOHN ROBERT | CHIEF OPERATING OFFICER | — |
| BLAND WILLIAM CLAYTON | CHIEF EXECUTIVE OFFICER | — |
| VAN HORRICK JACLYN SUZANNE | FINANCIAL OPERATIONS PRINCIPAL; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-10-05 | regulatory | FROM APRIL 2017 UNTIL APRIL 2022, DUE TO AN ADMINISTRATIVE ERROR, CLIFTONLARSONALLEN WEALTH ADVISORS, LLC FAILED TO REGISTER ONE EMPLOYEE AS AN IAR IN THE STATE OF PENNSYLVANIA. | Final | $60K |
Showing 15 of 28 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| MIDDLETON | WI | 13 | 608-662-8600 |
| WAUWATOSA | WI | 8 | 414-476-1880 |
| ST. LOUIS | MO | 6 | 314-925-4300 |
| APPLETON | WI | 6 | 920-996-1316 |
| DENVER | CO | 6 | 303-779-5710 |
| PEORIA | IL | 5 | 309-671-4500 |
| EAU CLAIRE | WI | 5 | 715-852-1100 |
| STEVENS POINT | WI | 5 | 715-344-4984 |
| LOS ANGELES | CA | 4 | 310-273-2501 |
| OAK BROOK | IL | 4 | 630-573-8600 |
| KING OF PRUSSIA | PA | 4 | 215-643-3900 |
| BELLEVUE | WA | 4 | 425-250-6100 |
| ORLANDO | FL | 4 | 407-802-1200 |
| IRVINE | CA | 4 | 714-978-1300 |
| SPOKANE | WA | 3 | 509-363-6300 |