BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC. of FOLSOM, CA is an SEC-registered investment adviser (CRD 40395). Regulatory assets under management: $179.7M.

Registration

Officers, owners & control persons (44)

Showing 25 of 44 people.

NameRoleLocation
Miller JosephCHIEF COMPLIANCE OFFICER, VP, DEP GEN COUNSEL, PRIVACY, AML, IDENTITY THEFT PROTECTION POLICY, & RISK OFFICER; SENIOR VP, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL (AML OFFICER, ITPP OFFICER, PRIVACY OFFICER), CORPORATE SECRETARY; VP, CHIEF COMPLIANCE OFFICER, AML OFFICER, IDENTITY THEFT PREVENTION OFFICER (+1 more)Juniper, FL
WERTHEIM PAMELA JANINEDIRECTOR
MCWHORTER STEVEN FORDCEO, DIRECTOR; DIRECTOR
NAGENGAST JAMES DELWYNCEO, DIRECTOR; DIRECTOR
HULETT KIRK JESSEDIRECTOR
KING DENNIS MICHAELDIRECTOR, SR. VP; SR. VP; SR. VP, BUSINESS DEVELOPMENT
PARSONS GAYLE ELIZABETHVICE PRESIDENT, TREASURER & ACCOUNTING; VP, FINOP; VP, TREASURER, FINOP
MARTIN RODNEY OWEN JRDIRECTOR
LEE AMY JODIRECTOR
ODLUM MICHAEL GREGORYDIRECTOR
SWANK THOMAS ANTHONYDIRECTOR
BRECEK ROLANDPRESIDENT, CEO; PRESIDENT, CEO, DIRECTOR, CHAIRMAN OF BOARD; PRESIDENT, DIRECTOR
YOUNG HAROLD FREDRICK IICFO; CFO, DIRECTOR; DIRECTOR
RANNEY CHRISTOPHER JOHNCEO, CHAIRMAN OF THE BOARD, DIRECTOR, BYA CORPORATE SECRETARY; CEO, PRESIDENT, CHAIRMAN OF THE BOARD, DIRECTOR, BYA CORPORATE SECRETARY; CEO, PRESIDENT, DIRECTOR (+3 more)
DELANEY THOMAS RICHARD IICBO, SROP; CBO, SROP, CCO FOR RIA; CHIEF COMPLIANCE OFFICER, CROP, CBO (+4 more)
PECK KATRINA LARISADIRECTOR BROKER-DEALER AND ADVISORY SERVICES, SROP, MUNI OP; DIRECTOR BROKER-DEALER, SROP; DIRECTOR OF SUPERVISION
BACHMAN BRADLEY ALANMUNI, OP
PACLIK BARBARA SUSANDIRECTOR OF ADVISORY SERVICES; VP, ADVISORY SERVICES
BROWNFIELD TAMARA LYNNFINANCIAL OPERATIONS PRINCIPAL
KAEHR THOMAS RICHARDCFO; CFO & DIRECTOR; CFO, FINOP & DIRECTOR (+2 more)
FARMER LEIA ELIZABETHCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CROP
BRECEK ROXANNE CRYSTAL LOUISEDIRECTOR OF SALES AND MARKETING
BORUP PHILLIP PETERFINANCIAL & OPERATIONS PRINCIPAL; FINANCIAL & OPERATIONS PRINCIPAL, CFO
YOUNG WALTER HOWARD IIICHIEF COMPLIANCE OFFICER, MSRB PRINCIPAL; CHIEF OF COMPLIANCE/OPERATIONS, MSRB PRINCIPAL; CHIEF OF OPERATIONS
DEWALD TERRANCE SHAWNSENIOR VP, GENERAL COUNSEL, INTERIM RISK OFFICER & SECRETARY; SENIOR VP, GENERAL COUNSEL, SECRETARY

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