AON SECURITIES LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 4138).
Compensation: Fixed.
Clients served: Other.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Keith Scott | FINANCIAL AND OPERATIONS PRINCIPAL | Satellite Beach, FL |
| Keith G Scott | FINANCIAL AND OPERATIONS PRINCIPAL | Satellite Beach, FL |
| Kenneth James Mackunis | DIRECTOR | — |
| Bryon Gerard Ehrhart | DIRECTOR (05/2002) | — |
| William Leo Jr Delaney | DIRECTOR (01/1999)/PRESIDENT (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001) | — |
| Gregory Paul Morris | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Todd Chambley | DIRECTOR | — |
| Kathleen Nicole Monaghan | DIRECTOR | — |
| Richard Erik Charles Pennay | CEO (10/2024), DIRECTOR | — |
| Bryan Richard Ward | DIRECTOR | — |
| Magdaline Garris Pasalich | DIRECTOR, CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | — |
| WARD WILLIAM RICHARD | DIRECTOR | — |
| LAWRENCE WILLIAM HENRY | CONTROLLER (05/1998)/TREASURER (06/2000)/FINANCIAL OPERATIONS PRINCIPAL (1/1998)/CFO (11/2003) | — |
| SCHULTZ SCOTT THOMAS | CEO (06/2013); DIRECTOR; DIRECTOR (07/2004), CEO (06/2013) | — |
| MURPHY KEVIN FRANCIS | CFO, DIRECTOR, FINANCIAL AND OPERATIONS PRINCIPAL | — |
| CUMMINGS STEPHEN TODD | DIRECTOR | — |
| BARRY RICHARD EDWARD | VICE PRESIDENT & ASSISTANT SECRETARY - LAW | — |
| CHAMBLEY JEFFREY TODD | DIRECTOR | — |
| SULLIVAN TIMOTHY PATRICK | DIRECTOR, CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | — |
| EHRHART BRYON GERARD | DIRECTOR; DIRECTOR (05/2002); DIRECTOR (05/2002), CHAIRMAN (06/2013) | — |
| DELANEY WILLIAM LEO JR | DIRECTOR (01/1999)/PRESIDENT (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001); DIRECTOR (01/1999)/PRESIDENT & CHIEF COMPLIANCE OFFICER (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001); DIRECTOR (01/1999)/PRESIDENT & CHIEF COMPLIANCE OFFICER (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001), CHAIRMAN (5/2002) | — |
| SHUMWAY GARRETT PATRICK | DIRECTOR | — |
| GARVIN KEVIN PATRICK | DIRECTOR | — |
| EHRHART BRYON G | DIRECTOR | — |
| BARRY RICHARD E | VICE PRESIDENT & ASSISTANT SECRETARY - LAW | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-12-20 | civil | 1) FROM 1983 TO 2007, SUBSIDIARIES OF AON CORPORATION IN A NUMBER OF COUNTRIES MADE IMPROPER PAYMENTS TO VARIOUS PARTIES AS A MEANS OF OBTAINING INSURANCE BUSINESS IN THOSE COUNTRIES. 2) THESE PAYMENTS WERE NOT ACCURATELY REFLECTED IN AON'S BOOKS AND RECORDS. 3) AON FAILED TO MAINTAIN AN ADEQUATE IN… | Final | — |
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 14 | 312.381.4488 |