| LADNER JOHN MICHAEL | OPTIONS PRINCIPAL | — |
| HOGATE DEBORAH KENT | OSJ MANAGER | — |
| JORDAN DAVID CHARLES | PRESIDENT, GENERAL PRINCIPAL, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL; PRESIDENT, GENERAL PRINCIPAL, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL CHIEF COMPLIANCE OFFICER; PRESIDENT, GP, FINOP, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL (+1 more) | — |
| CRAMER JOANNE LYNN | CORPORATE SECRETARY, GENERAL PRINCIPAL; SHAREHOLDER; VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL, GENERAL PRINCIPAL (+1 more) | — |
| ROSE WOODY RAY | MUNICIPAL PRINCIPAL AND OSJ MANAGER | — |
| CHESTER GARY RICHARD | INSITITUTIONAL FIXED INCOME PRINCIPAL,; INSITITUTIONAL FIXED INCOME PRINCIPAL, OSJ MANAGER; OSJ MANAGER | — |
| VANMAARTH MICHAEL WILLIAM | INSURANCE AND SPECIAL PRODUCTS PRINCIPAL, OSJ MANAGER; OSJ MANAGER | — |
| PITTMAN DEBORAH KAY | OSJ MANAGER | — |
| POOLE MICHAEL ALLEN | OSJ MANAGER, OPTIONS PRINCIPAL | — |
| RETZER PATRICK JOHN | OSJ MANAGER; PRINCIPAL, OSJ MANAGER | — |
| ABBOTT SHERRY LYNN | SHAREHOLDER; SR VICE PRESIDENT, GP, CHIEF COMPLIANCE OFFICER, CFO | — |
| SELLERS LEONARD DUANE | INSURANCE, ANNUITY, AND MUTUAL FUND PRINCIPAL, OSJ MANAGER | — |